VII: Samantha Power: R2P Applied
by
Howard Adelman
When Samantha was appointed to chair President Obama’s Atrocities Prevention Board set up to actually prevent mass atrocities and genocide as a core U.S. national security interest and foreign affairs responsibility, the cheerleaders for R2P jumped with joy, “At last,” they screamed, “Something will be done about preventing, or, at the very least, mitigating mass atrocities.” Indeed, Samantha Power credited the administration with “an unprecedented record of actions taken to protect civilians and hold perpetrators of atrocities accountable.” In reality, the false claim of credit and the inability to mitigate let alone prevent atrocities are two sides of the same coin.
What were these claimed unprecedented actions and accomplishments? And did they have anything to do with the doctrine of Responsibility to Protect (R2P)?
In the next series of blogs, I will take up a number of specific issues on which Samantha Power at one time or another claimed credit was due to the administration for “an unprecedented record of accomplishment”. I will see what if any connection there is to R2P and briefly deal with the claims made and whether any credit is warranted in a number of specific cases. Of necessity, I will have to be very brief and succinct on each crisis. Before undertaking the specific case study analysis, including Darfur, South Sudan, Côte d’Ivoire, Nigeria, Libya, Iraq, Iran, Syria and Myanmar, I want to raise a number of general faults with R2P and then offer two individual cases – of accountability rather than prevention or intervention as illustrations.
As I will try to show in the case studies, when R2P is actually applied to protect populations in peril, such as the Yazidis in Iraq, the motivation has little to do with protecting that very endangered population. And when protecting an actual population as the real aim, as in Libya, the course of events set in motion by the intervention seems to make the situation go awry leading seemingly to many more deaths and atrocities than might otherwise have been the case. When protection or mitigation actually seem possible and could be effective, as in repressing and even eliminating Boko Haram in Nigeria, the conditions for its application are undermined. All of this will emerge in the case study analysis. In this blog, I offer some theoretical reasons why R2P is inherently bankrupt and why this will always be the case. R2P was not only stillborn when the UN endorsed the doctrine universally by effectively gutting its core premise of making sovereignty conditional instead of absolute, but was sterile at its conceptual birth. The genetics of the doctrine doomed it to crashing.
If the dialectics of the analysis of the theory bothers or deters you, wait until you can read the case study analysis. Alternatively, you can skip this blog and go to a second I will write this morning, a brief review of the movie, The Foxcatcher, a movie that presents, but does not go into the mind of a sociopath who could commit mass atrocities.
Part of the problem with R2P is the difficulty of application – the greater the challenges in figuring how to apply the doctrine, the more worthless it appears to become. For its credit depends upon use, but without a proper line of credit, it turns out to be useless, hence contributing to its increasing loss of credibility. And the more it is not used, the more worthless it appears to be. However, these are but the manifestations of the root conceptual flaws in the doctrine. Let’s start with the central premise of the relationship between the sovereign state and its citizens.
In liberal democratic theory, the governors of a state are responsible for its citizenry and accountable to that citizenry for carrying out a state’s responsibilities. ‘Responsibility for’ and ‘accountability to’ are the two intertwined dialectical links between a population and its government. But in R2P, if a state fails in its prime responsibility of protecting its citizens, that responsibility function shifts to the international community which substitutes its own authority for that of the state. State authority is no longer absolute but conditional upon its exercise and removable with failure. The state is reduced to a trustee of the international community. And that international authority that takes over the responsibility for the citizenry is not responsible to that citizenry. So R2P only works if it undermines the principle of democracy. More importantly, when it does not work – which as I will show is the norm – then responsibility itself becomes emptied of any meaning, thereby even more fundamentally undermining the doctrine of responsibility for and to the people.
If we approach the conceptual issue, not from the nature of a democratic state, that is, the collectivity, but from the other pole of the equation in R2P, the rights of a citizen to protection, we get into another dilemma. Citizens not only have rights of free speech, rights of assembly and the other traditional rights necessary for the preservation and enhancement of a democratic polity, but they have a right not to be subject to mass atrocities. This is not just a right not to be tortured or a right to a fair trial or a right to legal representation. The latter are all rights that belong to the individual in a democratic polity. What we have in this case is a collective right, that is, a right of a community within a polity to continue its existence as a community; if the state denies that right by either trying to evict the community to which an individual belongs (ethnic cleansing) or goes even further and tries assiduously to exterminate that group in whole or in part (genocide), then the only way prevention or mitigation can be effected is by granting a group rights. Inherently, however, this puts limitations on individual rights rather than enhancing them.
If an individual has all of the liberal rights, why does he need to be recognized as a member of a group with collective rights? Where is the added value of the collective right to the individual qua individual? Further, one of the paradoxes at the root of the conception of the nation-state is that when a collection of individuals contract among themselves as individuals to transfer all coercive power to the state on condition that their rights are protected, those rights do not include group rights.
The compact between the individuals and the state goes further. The rights to determine who belongs to the state, that is, who can be its members, is transferred to the state. So if a state wants to abrogate the rights of a group, the only way to protect those rights is to insist they belong to every individual member of the state. But group rights only belong to a group and its members within the state, not to all members of the state itself. So if groups within a state are to have specific group rights – such as aboriginal peoples within Canada concerning the rights of a community to exclude non-aboriginal members or revoke the rights of individuals in that group when they marry non-aboriginals – then it is the group, not the state who defines who is a member of that group. If the state assumes responsibility for that decision – as was done in the Holocaust, in the Rwanda genocide and in some cases of aboriginal rights -, then the very idea of a self-perpetuating collectivity with rights within the state is undermined. The fact is, the issue of collective rights is the Achilles heel of a democratic liberal state. Insisting that a state cannot mistreat any of its minorities and, if it does, the collectivity of all states will take over the responsibility, means only that the irresponsibility only gets writ large and exposed for what it is.
So what has actually happened? The Obama regime has sincerely bought into the principle that the U.S. does have a responsibility when minorities are persecuted. And, unlike the United Nations, it is not just a rhetorical buy-in. As stated above, Obama issued a directive that “the prevention of mass atrocities and genocide is a core national security interest of the United States.” But then the most powerful state in the world showed that it could not possibly implement that responsibility – not only for all the minorities being afflicted with atrocities, but surprisingly, not one single one – except when the real and deep motivation is the old fashioned self-interest of the state.
So the issue is not even which group, among all those persecuted, a state should protect. Nor is the issue simply when to apply the doctrine of protection, let alone adopt the last resort of coercive intervention. The inherent incapacity of the most powerful state to protect any group outside its own jurisdiction based on R2P, which requires collective authorization via the United Nations before any action based on R2P is legitimized, undermines both the sovereignty of the state as well as the potency of that sovereignty. Does the endorsement by the UN authorizing military force help, as when the U.N. Security Council authorized military force to protect “civilians and civilian-populated areas” in Libya? R2P does offer permission to a state to act on behalf of the international community, which may provide temporary protection and which can prevent some murders from proceeding, but what happens next? Unless the intervening state or group of states is willing to assume full responsibility for those endangered citizens and not simply provide protection in an acute crisis, then the violence simply recurs in a different form.
Further, if a country decides to become involved, the intervener has to either take full control (unlikely) or to support one side in the struggle, presumably representing those persecuted. Then the persecuted are empowered to destroy their enemies – which inherently means the other side, the persecutors. They take control and sometimes even become the persecutors. Those states which have an interest against that group that have gained power become highly critical of the intervening state as behaving like an imperial power, not as a saviour of minorities. The intervener is no longer the representative of the world community, but only a section of it intent on victory. R2P just becomes a cover for an exercise in imperial power. At the same time, the intervener becomes a producer of victims as well as a protector of victims.
One result is that altruism is depreciated and devalued. Force in the service of altruism is an oxymoron. What is more, the altruism only seems to work when it is intermixed with the self-interest of the intervening state that drives the intervener to assume the full responsibility required to complete the task at hand. Of course, that only further undermines the moral status of R2P. Since the ostensible success, protecting civilians, is difficult to assess and measure, but the body counts, the civilians killed, those wounded as “collateral damage,” are quantifiable – the empirical evidence seems evident for all to see. The cure may be worse than the disease.
What is more, when a state assumes the responsibility for its members, for its citizens, this is an ongoing and continuing duty, not one that ever ends. But intervention inherently demands and requires an exit. Yet there never is an appropriate time to leave by the very nature of the problem. In reality, an intervener leaves when the government of the state within which the intervention takes place insists once again on assuming responsibility, thereby both undermining the R2P doctrine, which is based on the presumption that the will of an individual state is trumped by that of the international community.
Further, the resentment and internal discord within the intervening state are enhanced. A state assumes responsibility for its own citizens, not in gratitude for the “international” community acting as a temporary protector, but because the country has become tired and even resentful of the so-called protector. On the other side, the citizens of the intervener sooner rather than later grow tired of the burden and resentful in turn of the lack of appreciation of those who they sacrificed to protect. Alternatively, the situation gets worse, and the intervener is required to increase its commitment, the self-sacrifice of its citizens and the cost of its project, which in turn enhances the resentment of at least part of the citizenry of the intervening state and exacerbates the divisions and schisms within.
As we shall see, none of these paradoxes and dilemmas has even touched the problem that neither the strongest state in the world and certainly not the international community can possibly assume the responsibility for even a small portion of the atrocities taking place in various parts of the world. So the international community and the intervening state(s) come across as hypocrites incapable of living up to the promises they have ostensibly made.
One of the results of all these inherent failures is a propensity to boast about relatively tiny and insignificant accomplishments, even when one had hardly anything to do with responsibility for them. Before I begin the series of case study analyses, let me offer an example of one case that is neither about prevention nor intervention, but about accountability. The Obama administration supported the arrest of Ratko Mladić and Goran Hadžić and boasted about it. What did that support amount to?
Samantha claimed this credit among a long list justifying her successes as the chair of President Obama’s Atrocities Prevention Board set up in 2011. It is true that the R2P doctrine is not only about prevention, but also includes punishment of those guilty of crimes against humanity and genocide. But that is not what is novel about R2P. As President Obama said himself on 2 April 2013 upon learning of the arrest of the Butcher of Bosnia, Ratko Mladić: “Fifteen years ago, Ratko Mladić ordered the systematic execution of some 8,000 unarmed men and boys in Srebrenica. Today, he is behind bars. I applaud President Tadic and the Government of Serbia on their determined efforts to ensure that Mladić was found and that he faces justice. We look forward to his expeditious transfer to The Hague…From Nuremberg to the present, the United States has long viewed justice for war crimes, crimes against humanity, and genocide as both a moral imperative and an essential element of stability and peace. In Bosnia, the United States – our troops and our diplomats – led the international effort to end ethnic cleansing and bring a lasting peace. On this important day, we recommit ourselves to supporting ongoing reconciliation efforts in the Balkans and to working to prevent future atrocities. Those who have committed crimes against humanity and genocide will not escape judgment.”
That is a fair and judicious statement. Obama gave credit where credit was due for the arrest – to President Tadic and the Government of Serbia that first gradually asserted control over the Serbian military. The effort was helped both by EU pressure requiring the arrest of the wanted war criminals as a condition for the entry of Serbia into the EU and the British military and British politicians, particularly Paddy Ashdown when United Nations High Representative in Bosnia and Herzegovina in 2004. Obama did not link the arrest with R2P, but with a long American bipartisan tradition going back to the Nuremberg trials after WWII. He also gave credit to the Clinton administration for its leading role in the intervention in the former Yugoslavia and for forging the peace agreement. The only credit he gave his own administration was for a recommitment to supporting ongoing reconciliation efforts in the Balkans and his government’s work to prevent future atrocities. None of this had anything to do with the arrest of Ratko Mladić and Goran Hadžić.
Even the rewards offered for information leading to his arrest, initially €1 million by the Serbian government, upped in 2010 to €10 million, and $5 million dollars offered by the American government, subsequently supplemented by an offer of €1 million by the U.S. embassy in Belgrade just for information on his location, had nothing to do with those arrests. Initially Mladić was protected by the governments of Serbia and Republika Srpska, then after 2002 by the Serbian army and the army of Republika Srpska, then by paramilitary extremist organizations similar to the ones that helped Nazi war criminals escape Germany after WWII, and finally only by members of his own family. Neither strenuous UN and NATO efforts nor offers of bounties led to his arrest – just good police work and serendipity.
Goran Hadžić was the last fugitive war criminal wanted by the International Criminal Tribunal for the former Yugoslavia and he was arrested by Serbian police just over a month after Ratko Mladić near the village of Krušedol, where he had been hiding since his indictment by the ICTY. He had tried to sell a stolen Modigliani painting and police tracked him down. America had no more to do with this arrest than with the capture of Ratko Mladić. President Obama’s statement on Goran Hadžić’s arrest was in the same vein as the previous one, with one exception. “Over the course of its 18-year history, the United States has been and remains a steadfast supporter of the ICTY and its critically important work.” A smidgeon of credit was taken for supporting the ICTY. Was this what Samantha Power was declaring as an example of an “unprecedented action”?
My country may have been the sponsor and midwife of R2P. I continue to believe in military intervention – when possible and when needed. But the overarching doctrine supposedly providing a rationale for such actions is a far greater hindrance than help. It is much better to establish practices than to proceed from an abstract principle, especially one so terribly flawed.